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GoldCOIN™ Retail e-Brokerage Solution
 
Delivering a competitive advantage to securities brokerage
GoldCOIN™ Retail e-Brokerage Solution represents a customizable and client brand-able online brokerage platform that enables web, wireless and voice interface capabilities. While offering an effective solution for critical transactional operations, it also focuses on addressing needs for upgrading revenue productivity of individual brokers and other professional representatives.
The solution consists of number of modules that can operate on their own and augment existing systems or as part of the entire GoldCOIN™ solution platform.
Major modules include:
 
Research ToolsGo To Top
Brings institutional investing research functionality to the mass affluent market. It consists of best-of-breed data delivery technology, research depth, breadth and content. It is Always 'one-click-away' from accessing the trading functionalities. Research tools include;
 
  •    Quotes (Delayed, Real Time, Long-Form, Short Form)
  •    Options Chain
  •    News (from more than 50 providers)
  •    Charts
  •    Fundamental Analysis
  •    Analyst Recommendations
  •    Earnings Estimates
  •    Streaming quotes and charts
  •    IPO Center, financial calendar
  •    Message boards and text or voice chat
  •    Alerts
    •  
    Client TraderGo To Top
    Processes client-initiated orders for equities, options, mutual funds and fixed income securities. It includes;
    Trading
     
  		• Provides maximum power and security to clients trading stocks, options, mutual funds, and fixed income securities
  		• Validate client orders at entry time and route orders for STP or broker approval
  		• Notify clients of order execution by email, fax or wireless device based on client preferences
    Order Management
     
  		• Keeps track of status of orders throughout order lifecycle during and after market hours.
  		• For mutual fund orders, overcome the "information limbo" between books of records and mutual fund companies
  		• Change, cancel and duplicate orders during and after market hours
     
    Order DeskGo To Top
    This is the Professionals' control center for entering and processing orders for equities, options, mutual funds and fixed income securities.
    Professional Order Entry Functionality
     
  		• Communicate floor trader instructions and special messages
  		• Access open orders, balance and positions and activity as part of the review process
  		• Track approval and disapproval of orders
  		• Accept or override estimated commissions and foreign exchange rates
    Order Management
     
  		• Control routing of orders for broker review or STP based on client profile, security and characteristics of order
  		• Extensive audit trails for dispute resolution
  		• Enter orders on behalf of clients
     
    Professional CenterGo To Top
    Provides efficient and functionally rich interface for investment professionals including; Registered Representatives, Investment Advisors, and Financial Planners.
    Registered Representative (RR) Center:
     
  		• Review and approve orders entered by clients or junior representatives requiring supervision
  		• Review and approve authorization based on licensing regulations of IDA, MFDA, OSFI and provincial commissions
  		• Account and Accountholder Profile Maintenance
  		• Optional: Intra-Day cash transaction management
    Investment Advisor (IA) Center:
     
  		• Defines target asset allocation models for clients, driven by risk aversion and return objectives
  		• Benchmarking target allocation model against client holdings over time and providing discrete rebalancing options
  		• Future: Design and Construction of clients' financial plan
     
    Account Access Center Go To Top
    Provides client investors and investment professionals with Real-Time Balance & Position information and Activity History queries.
    Balances and Holdings:
     
  		• Track trading date and settlement date balances, market value, loan value and buying power of account at a consolidated and individual account basis
  		• Access valuation of holdings on either real-time or delayed quote basis
    Activity
     
  		• Access history of trading, money movement, dividends and other account activities beyond the limitations of the book of records
  		• Download account activity history to personal finance software
    Profile
     
  		• Maintain account profile and account preferences relating to password, order fill notification, contents of client home page.
     
    CommissionProGo To Top
    This is a facility to control and define commission schedules and rules based on multiple criteria.
    Maintain commission schedules based on:
     
  •    Client profile
  •    Security Type
  •    Transaction Type
  •    Date of Transaction
  •    Quantity and Dollar values of transactions
    • Allows a brokerage to offer fee-based service to one group of clients and commission-based service to another
    Permits overriding of default commissions
     
    Data Mine FacilityGo To Top
    This is an optional facility to the users of the Registered Representative Center. Automates extraction, parsing and uploading of data from back-office systems to GoldCOIN™ databases for Analysis and Reporting.
    Extensive reporting and data extraction capabilities to access:
     
  		• Client Investor Profile (income group, age group, investment objectives, net worth growth prospects)
  		• Client balances and positions
  		• Client trading activity
  		• Client web session activities
  		• Client account aggregation data
  		• Client personal information
  		• Product/service profitability
     
    Integration AdaptersGo To Top
    Allows the integration of GoldCOIN™ Retail e-Brokerage Solution with third-party brokerage systems and other enterprise applications.
    It provides connectivity to:
    Order Management Systems:
     
  		•   ISM (TICS-OSS & MQ-FILL )
  		•   ADP: SIS (CNESS), BPS (FESNET-PET API)
  		•   Spectra ROM-MF, Merril Lynch MBOS
  		•   FIX & OFX
    Account Management Systems:
     
  		•   ISM (UFF)
  		•   ADP: SIS (DRI), BPS (BPSA)
    Market Data Providers:
     
  		•   ILX
  		•   Zacks
  		•   MorningStar
  		•   Reuters
  		•   Briefing
  		•   BarCharts
  		•   And others upon request
     
    Access PointsGo To Top
    Supports delivery channels that enable users to access the functionality centers of GoldCOIN™ . Enabling anywhere-anytime access.
    Web Browser
     
  		• Fully Personalizable interface, "My GoldCOIN"
  		• Easy navigation to trading, quotes, research and account information, 'Trading desk' look and feel
    Wireless Appliances
     
  		•  Device, protocol and carrier independent
  		• "Bolts on" to solutions via loosely-coupled interfaces
    IVR Phone System
     
  		• Phone user interfaces via interactive voice recognition (IVR) system
  		• Speech-enabled trading applications utilizing Speechworks© technology
     
     
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